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FCA Consumer Duty AI Readiness Check

Answer 10 questions about your current compliance and AI infrastructure. Get an instant readiness score with personalised recommendations.

Question 1 of 10 Score: 0

Question 1 Does your firm use AI or ML to make decisions affecting retail customers?

Question 2 Can your team explain, in plain English, how any AI model arrived at a specific decision?

Question 3 Do you maintain a full audit trail for AI-driven decisions (who, what, when, why)?

Question 4 How long does it take your compliance team to produce an FCA audit pack for a specific AI decision?

Question 5 Does your firm have a documented Consumer Duty outcome monitoring framework for AI systems?

Question 6 Can humans in your team override or correct AI decisions without re-deploying models?

Question 7 How do you screen customers against AML/sanctions watchlists?

Question 8 Are you prepared for ECCTA's Failure to Prevent Tax Fraud obligations?

Question 9 What is your current transaction categorisation approach?

Question 10 How long does your monthly financial reconciliation take?

Your Compliance Score

Get your personalised remediation roadmap